Compliance & Regulatory Commitment

NGB HK Limited is registered as a Category A Registrant under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Chapter 615, Laws of Hong Kong). Registration number: A-B-25-02-08815.

We maintain internal policies and procedures designed to prevent money laundering and terrorist financing. These include:

• Customer identification and verification processes.
• Transaction monitoring and review.
• Record-keeping practices in line with regulatory expectations.
• Cooperation with relevant authorities where required by law.

To support our compliance efforts, we may require clients to provide certain information and documentation, such as:

• Government-issued identification.
• Proof of address.
• Details regarding the source of funds or source of wealth (particularly for larger transactions).
• Additional information for corporate entities, including beneficial ownership details where applicable.

We reserve the right to request further information or documentation as we deem necessary to manage risk or meet regulatory obligations. We may decline transactions if we are unable to complete satisfactory due diligence.

We are committed to:

• Preventing involvement in any form of financial crime.
• Applying enhanced measures for higher-risk situations.
• Providing staff training on relevant compliance matters.
• Reviewing our policies periodically to align with evolving regulatory expectations.
• Ensuring transparent and fair dealings with all clients.

Client information is handled with care and in accordance with applicable privacy laws in Hong Kong.